Top Minds In Compliance
SEC Commissioner Hester Peirce on regulatory demands, CCO input
- Autor: Vários
- Narrador: Vários
- Editor: Podcast
- Duración: 0:20:28
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Sinopsis
Compliance Week’s Aaron Nicodemus sat down for an exclusive chat with SEC Commissioner Hester Peirce covering the flood of new regulation emanating from the agency, stresses on compliance at smaller firms, CCO liability, and more.
