In The Slipstream

In this episode we talk with Julia Vojkovic of Compliance Co about various aspects of financial services from a compliance perspective. Amongst a range of interesting topics, we discuss the responsibilities of AFSL’s in navigating the current legislative landscape and how Compliance Co assists by providing an outsourced compliance solution. Julia also shares some interesting aspects about providing such services during COVID-19. Amongst a range of other topics discussed, we also examined the age-old question of “Should I just take out my own licence?”, with Julia sharing some practical tips and points to consider. In the interview Julia mentioned the software program that Compliance Co has developed to assist AFSL’s. For more information, please refer to the website www.3lines.com.au. Compliance Co has generously offered to provide listeners to this podcast (who are AFSL’s) a 3 months free trial of the Representative Client File Review segment of the software. Please contact Julia directly if you are i